- Responsible for all regulatory dealings and submissions for warrant, structured product and new products going forward. This include proper documentation and submission as per guidelines' requirement, ensuring timely product issuance processes.
- To liaise closely with Compliance, Legal and Risk on product guideline requirements and internal dept. processes. This will ensure the dept. is in line with the various risk governance/compliance measures.
- To regularly maintain and enhance business process flow according to policy or regulatory changes.
- To assist in managing EQD projects